River
Y CombinatorBacked by Y Combinator
FREE TEMPLATE

Conflict Check and Waiver Pack

Three documents and two sheets that sort every hit by which rule disqualifies it, before anyone drafts a wall or a waiver.

Free download  ·  No account needed

Party and Relationship Register  ·  63 former matters x 447-entry index, three hits that did not clear

Same word, “conflict,” three different cures

A screen is not the universal fix. It is only available for two of these three, and the register has to say which before anyone drafts anything.

PartyWhat actually connects themRule categoryScreen available
Corvale Metals Inc.Lateral partner personally represented them, same case now adverseRPC 1.9(a), personalYes, for the rest of the firm
Tarrow Foods Ltd.Lateral partner supervised the matter, never appeared on itRPC 1.9(b), imputed knowledgeYes
Halvorsee Retail Group v. RenmarkNew client's matter is adverse to a current client; no lateral involvedRPC 1.7(a), concurrentNo, not eligible

The third row is not a worse version of the first two

It never qualified for a screen at all. RPC 1.10(e) opens the screening cure only for a disqualification that arises from a lawyer's own association with a prior firm. Row three has nothing to do with any lawyer's history; the firm is simply already adverse to the party being asked for. No wall reaches it, however it is built.

Rows one and two still needed the wall proven, not just built: system access went live 55 hours before the screen did, and the file's own access log is what shows nothing crossed that gap.

A hit on a conflict check is a match, not a conclusion. This pack sorts each one by the rule that disqualifies it: a lawyer's own personal conflict in a related matter, knowledge imputed from a former firm, or a plain conflict against a current client with no lawyer history at all. Only the first two can be screened; RPC 1.10(e) opens that cure only for a disqualification tied to a prior firm, so the third goes straight to consent. This is the deeper half of stage one's conflict search.

Where a screen applies, the rule's third condition is a timing test: convincing evidence that nothing material moved before the screen was actually implemented, not a memo asserting it. A new lawyer's system access is usually provisioned the day they start. A conflicts register that takes two or three days to finalize means the wall goes live after access, not before. The document management system's own log for that exact gap is the evidence the rule asks for, alongside the specific dollar figure zeroed out of the lawyer's compensation run.

Where no screen was ever available, or the timing cannot be shown clean, the fallback is the affected client's informed consent. Test whatever the client already signed before drafting anything new. Comment 22 to RPC 1.7 measures an advance waiver by how specifically it named the type of future matter at the time it was signed. An open-ended waiver written for one purpose routinely fails to cover a different one later. Once a matter clears, pricing it is the next pack's job, not this one's.

One intake event, three artifacts, and why each one exists

The Party and Relationship Register, the Screening Log, and the advance-waiver specificity test.

Party and Relationship Register

Seven rows from one intake event: a lateral hire's 63-matter docket cross-referenced against the firm's 447-entry index, plus one concurrent-conflict hit found on a separate pass.

PartyCategoryScreen availableDisposition
Corvale Metals Inc.RPC 1.9(a), personalYesScreened, lawyer walled off
Tarrow Foods Ltd.RPC 1.9(b), imputedYesScreened
Larkspur Metal WorksNot applicableCleared, matter closed 2021
Halvorsee Retail GroupRPC 1.7(a), concurrentNoWaiver obtained

Four rows are not shown and that is the point

A name collision, a zero-hour listing and a factually unrelated matter cleared on review. Cross-referencing two lists on name alone produces noise along with the real hits; the register's job is to close the noise with a stated reason, not just to stop counting once the interesting rows are found.

Screening Log

Both screened rows share one timeline, because both trace to the same lateral hire's start date.

ScreenAccess grantedWall implementedExposure windowAccess logFee credit zeroed
SCR-001, Corvale/RenmarkMar 2, 9:00 AMMar 4, 4:00 PM55 hoursZero events$4,292
SCR-002, Tarrow/BellhavenMar 2, 9:00 AMMar 4, 4:00 PM55 hoursZero events$1,926

The 55 hours is not the failure. The blank log would have been.

Onboarding grants system access same-day; a conflicts analysis rarely finishes that fast. The gap is ordinary. What the rule actually asks for is proof of what happened inside it, and the access log, pulled for these specific folders across this specific window, is what turns “nothing crossed” from an assumption into convincing evidence.

Advance Waiver Test

Renmark signed a broad conflicts waiver two years ago. Does it cover the Halvorsee matter now.

2024 advance waiver2026 matter at issue
Type named“Future litigation matters”A contract negotiation, not litigation
Consequences describedGeneric, no specific scenarioDirectly adverse on an active deal
Comment 22 resultToo general to rely onFresh, specific waiver drafted instead

The waiver was real. It just was not for this.

A signature on file is not the same question as a signature on file for this. The 2024 waiver would likely hold for another litigation matter of the type it actually named. It says nothing about a contract negotiation, so it settles nothing here, and the letter for this matter gets drafted as if no prior consent existed at all.

What's in the pack

01

Party and Relationship Register

Every cross-referenced party sorted by what actually connects them and by which rule category the hit falls under, cleared rows included with their reason.

02

Conflict Analysis Memo

One entry per flagged row naming the specific rule that disqualifies it and whether a screen is even available before recommending anything.

03

Ethical Wall Procedure

What is actually restricted, who enforces it, and the timeline from system access to wall implementation that a later inquiry will ask about.

04

Screening Log

The exposure window computed in hours, the access-log result for that window, and the specific fee credit zeroed out of the screened lawyer's compensation.

05

Waiver Letter

Parties, the specific conflict, concrete risks and the right to decline, with any advance waiver already on file tested before it is relied on.

How to use it

  1. 1

    Open in River, or take it blank

    Open the pack in River and hand it the party list and, if this is a lateral hire, their prior-firm docket, or download the Word documents and CSV sheets from the template library and run it yourself.

  2. 2

    Cross-reference, then sort by rule, not by result

    Match every party against your current and recent clients first, then sort each real hit into personal, imputed-knowledge, or concurrent, because that decides everything after it.

  3. 3

    Screen what qualifies, and log the timing as it happens

    Open the log the moment a screen is triggered, not once the wall is finished, so the exposure window is a fact you recorded rather than one you reconstruct later.

  4. 4

    Waive what does not, testing any old consent first

    Before drafting a new letter, check whether an existing advance waiver actually named this type of matter. If it did not, write a new one.

Frequently asked questions

Is this template free?

Yes, no account or card required. The download is Word documents and CSV sheets in a zip. Edit with AI is the second half: the agent runs the cross-reference, sorts each hit by rule, and drafts whichever of the wall or the waiver actually applies.

What am I actually downloading?

Three Word documents and two CSV sheets, zipped. The sheets open in Excel, Numbers or Google Sheets straight off the download, and the memo, procedure and letter open in Word or Pages. Nothing in the zip needs River to be useful.

Can a screen cover a conflict against our own current client?

No. RPC 1.10(e) opens the screening cure only for a disqualification arising from a lawyer's own association with a prior firm. A conflict against a client the firm already represents is a concurrent conflict under RPC 1.7, and the only cure available is that client's informed consent, confirmed in writing.

How fast does the ethical wall actually need to go up?

Before the gap between system access and the wall can be shown clean, not by a fixed number of hours. The log records exactly when access was granted, when the wall went live, and what the file's own access log shows for the interval between them, since that is the evidence a later inquiry will ask for.

What if the affected client already signed a conflicts waiver years ago?

Test it before relying on it. Comment 22 to RPC 1.7 measures an advance waiver by how specifically it named the type of future matter and its consequences at the time. One written for litigation rarely covers a transactional matter later, and a waiver too general to have been understood is not a waiver at all.

Does it decide whether the conflict can be waived at all?

It flags the one configuration that cannot be: representation that would assert one client's claim directly against another client of the firm in the same litigation or proceeding. RPC 1.7(b)(3) bars that outright, no matter how the waiver is worded, and the memo stops there rather than drafting around it.

How does this fit with the other legal packs?

This one covers what happens once a hit comes back, screen or waiver. It sits alongside the intake sequence that runs the first search, and a cleared matter moves on to a budget priced from your own closed matters and, once running, guideline compliance for the team. Every deadline the matter now carries gets tracked against the rule that actually set it.

Sort the hit before you draft anything

Take the Word documents and CSV sheets blank, or open this exact pack in River and hand it your party list.

Edit with AI